This month, Seattle city council will take a vote that illustrates how ludicrously difficult it is for cities to change their own rules to welcome more new neighbors.
The vote is one tiny but important step in the dragged-out bureaucratic grind Seattle will have to go through to loosen the stranglehold of zoning that locks up three quarters of the city’s residential land for expensive stand-alone houses with big yards.
The council vote would ensure that Seattle’s next 20-year plan for growth includes the option—just the option—of opening up detached house neighborhoods to “middle housing” such as duplexes and rowhouses. It’s a vote to agree to talk about something eventually.
Even if it passes, that growth plan won’t be done until four years from now. Enacting the actual changes to zoning—assuming the final plan does end up calling for them—could swallow another two years. That means re-legalizing middle housing likely won’t happen until a full decade after Seattle’s 2015 affordability plan first recommended it.
In a city with soaring rents, on a planet in a climate emergency, this is utterly insane.
How many families will be forced to the urban fringe by rising rents and prices because Seattle is maintaining its invisible walls of exclusion for an extra ten years? Thousands, if not tens of thousands.
Adding compact homes to job-rich, growing cities like Seattle is also a critical path to reining in climate pollution, by reducing car dependence, and cutting home energy use. And the science tells us that to avoid catastrophic warming, we have 11 years to halve carbon emissions.
It’s the same story for most North American cities. They can’t get out of their own way and enact reforms that would allow what they badly need: more homes. This failure of local government demands state-level solutions.
So far, one state has stepped up in a big way. Last summer, Oregon legalized fourplexes in all large cities and duplexes almost everywhere in the state. In a move almost as bold, California just legalized two accessory dwellings on every house lot.
Most North American cities won’t be lifting their bans on modest housing choices any time soon unless these two state wins become a national trend.
Exclusionary zoning is no ordinary law
Imagine there was this law commonly on the books that acutely worsens housing affordability, carbon emissions, sprawl, and economic opportunity. And let’s say this law was originally conceived to segregate neighborhoods by class and race. And let’s say wonks and advocates from across the political spectrum shared a strong consensus on getting rid of this law. And let’s say the deep flaws of this law had been covered in lots of major media outlets like the New York Times.
One might think city leaders would be rushing to repeal that law. But prohibitions on everything but detached houses on large lots are no ordinary laws. Few cities have touched them, and those that have acted have only scratched the surface. Why?
Part of the problem is self-imposed bureaucracy that turns each zoning change into an excruciating multi-year marathon. Another part is overreliance on public engagement typically dominated by a small minority of wealthier, older, whiter, homeowners. The voices heard most invariably oppose allowing more homes.
The core reason, though, is politicians know that most residents who vote in local elections don’t want their neighborhoods to change—it’s human nature and there’s not much city officials can do about it. In most cities, the depth and pace of zoning reform needed won’t happen without intervention from higher levels of government—that is, from states.
Seattle can’t afford ten years to make room for new neighbors
Seattle, as I described above, is on track to squander a decade—or perhaps longer if obstructionists file legal appeals—before re-legalizing small-scale multifamily homes citywide. A groundbreaking city plan instigated by former mayor Ed Murray first proposed it in 2015, but the mayor quickly distanced himself from his own plan’s recommendation after it stirred the ire of lawn-and-driveway zoning preservationists.
In 2019, Seattle, after a three-year process, adopted a package of rezones in that included legalization of middle housing in six percent of the city’s land zone formerly reserved for single-detached houses. It was a minor change relative to the legislation’s other rezones that affected every multifamily area in the city, yet still it was the most controversial piece because it dared to meddle with “single-family” zoning.
Meanwhile, the Seattle Planning Commission in 2018 published an in-depth report making the case for re-legalizing middle housing. But unlike some cities, Seattle’s Planning Commission has zero authority to shape policy. Electeds can use it for political cover or ignore it as they see fit.
Seattle’s current mayor, Jenny Durkan, has shown little enthusiasm for opening up more neighborhoods to middle housing. To make sure the idea stays alive, Councilmember Teresa Moqueda proposed a budget “proviso” that would deny funding for an upcoming environmental study unless it analyzes rezones that would permit middle housing in single-detached house zones, along with related anti-displacement measures. The environmental study is a prerequisite for a state-mandated update to the comprehensive plan—the city’s 20-year roadmap for growth.
In other words, the budget proviso would put the city in a legal bind if officials drag their feet even more on middle housing rezones. It’s an insurance policy against can-kicking.
The fact is, failing to consider opening up detached house zones to middle housing in the plan for Seattle’s next 20 years of growth would constitute urban planning malpractice. Still, city council felt the need to wield a funding threat to keep that from happening. Bureaucratic hurdles not only suck up time, but they also make zoning reform all the more vulnerable to obstruction.
Last summer, Seattle adopted the most progressive rules for secondary cottages of any major US city. But it took five years from when Councilmember Mike O’Brien first proposed it! Five years just to enable the gentlest possible incremental neighborhood change in one of the fastest growing, most forward-thinking cities in the nation.
Other major cities have also been mired, with one exception
Minneapolis is so far the only big US city to authorize middle housing citywide, and the process was exceptionally fast. The alignment of many stars enabled electeds to legalize triplexes after only two years of wrangling. In practice, though, triplex zoning isn’t much different from Seattle’s recent allowance for two accessory dwellings per house lot.
Portland launched its planning process to re-legalize middle housing in September 2015. A city council vote is expected in early 2020. It’s a cutting-edge plan that would permit up to fourplexes on all lots, including crucial size bonuses for projects that create more or cheaper homes. But getting there has already devoured four and a half years.
Vancouver, BC, has long been the North American leader on accessory dwelling policy. In June 2018, the city launched a new effort to open up low density neighborhoods to middle housing. A few months later, it took a first step, re-legalizing duplexes citywide (though only 72 permits for duplexes have been filed). After that, however, officials decided to fold the middle housing effort into a long-range plan that isn’t scheduled for implementation until spring of 2022.
In 2012, Austin launched CodeNEXT, a major rewrite of the city’s zoning rules. Early proposals for robust middle housing rezones got watered down over the years, and then in August 2018 the city council scrapped the whole thing. Austin has since launched a new code update that proposes allowing duplexes citywide and higher unit-count middle housing near transit.
Atlanta, Washington DC, and Charlotte are contemplating middle housing zoning reform as part of broader planning efforts, but action—if any comes of it—is several years off. And at least one major city—Philadelphia—has been going backwards.
Almost invariably, the process is ridiculously slow, at best. In the vast majority of cities, including exclusive, job-rich suburbs, the conversation is barely happening at all.
A few smaller US cities have dabbled
In perhaps the best US example of a smaller city taking action, in late 2018, Tigard, Oregon, a Portland suburb, legalized courtyard apartments, cottage clusters and de-facto duplexes on almost every lot, plus fourplexes on almost every corner.
Around the same time Olympia, Washington, demonstrated how absurd things can get. City council adopted a modest set of zoning changes to permit middle housing in more neighborhoods. A local anti-housing group filed an appeal with the state’s growth management hearings board, and in July 2019 the board invalidated the new zoning (see correction note, below). In a bizarre twist, a state law passed earlier this year enacted a new ban on such appeals, but since it’s not retroactive, Olympia must now re-adopt the exact same zoning ordinance.
In 2008, Grand Rapids, Michigan, passed new rules that permit some middle housing types in low-density areas, but only with special approval. Durham, North Carolina, recently legalized duplexes, but only in neighborhoods near downtown. Kirkland, Washington, Bloomington, Indiana, and Charlottesville, Virginia, have middle housing plans in the works.
Local control isn’t working, but states can step up
Seattle’s city council will do right to proactively check the budget proviso box so that middle housing zoning reform doesn’t get stalled by a technicality. But a decade to open up neighborhoods to much-needed middle housing options is way, way too long to wait in the face of our dual affordability and climate crises.
Likewise, across North America, city governments that stick their necks out to take on exclusionary zoning struggle mightily to overcome the gauntlet of their own bureaucracy, combined with the fear of neighborhood change that drives stiff political resistance. The challenge is so formidable that most cities don’t even bother trying.
As the evidence for intractable local dysfunction piles up, the solution becomes more evident: state legislation.
Oregon showed how it’s done last summer by legalizing duplexes and fourplexes. California got part way there this fall by requiring cities to allow two accessory dwellings on every house lot—effectively triplexing the state. Last spring, Washington tried and failed to pass accessory dwelling reform. Just last week, a newly elected member of the Virginia House of Delegates, Ibraheem Samirah, promised state action against exclusionary zoning.
Next state for middle housing, please?
Seattle city council will vote on the middle housing budget proviso on November 25. Sightline’s letter of support is here.
Correction 11/18/19: In the original version of this article I wrote that Olympia’s missing middle rezone was invalidated because of a “minor technical flaw in the public process.” This was incorrect, as commenters on the article pointed out. The growth management hearings board found inconsistencies with the city’s comprehensive plan and flaws in the environmental analysis.
Judy Bardin
Wow, check your facts! In Olympia it wasn’t a modest set of zoning changes, it was a major upzone involving ten housing types and over sixty changes to the Olympia Municipal Code. The State Growth Management Hearings Board invalidated the Missing Middle Ordinance over more than a “technical flaw”. It found that the Missing Middle Ordinance violated the State Environmental Policy Act and the Growth Management Act. It also found that densities could double over what was allowed and that parking needs were not analyzed (with the City simultaneously increasing density and decreasing parking). The Board also cited storm water, sewers and impacts to water bodies as special concerns.
Dan Bertolet
Thanks for replying Judy. My characterization as “modest” is based on my previous analysis of the rezone that showed it “isn’t likely to boost Olympia’s flow of homes by all that much.”
https://www.sightline.org/2018/11/09/olympia-single-family-zoning-laws/
In my view, requirements to build parking blatantly contradict the stated goals of both the GMA and SEPA.
Putting more housing on less land reduces toxic stormwater runoff.
The GMA and SEPA need updates to reflect our improved understanding of how infill housing has multiple environmental benefits.
Judy Bardin
You might want to read the Growth Management Hearings Board Final Decision and Order, for the details of this appeal. From your reply, it does not seem as if you have read their decision. The Board made the decision to invalidate the Missing Middle after extensive legal briefing and a hearing. Cities are given deference by the Board (according RCW) and there is a high burden of proof for appellants to demonstrate that there are violations. Handling down a decision of invalidation is not something that is done lightly. The Board also issued a Summary Judgement (a somewhat rare decision) on the SEPA portion of the appeal, meaning the facts were evident and the Board could make a decision without further proceedings.
Your earlier article that you reference refers to an initial estimate that excluded both internal and free standing ADU additions. Therefore it is an under estimate. The City has subsequently generated documents that show a much higher potential for housing unit capacity than this initial analysis, for example, there are 423 lots that have the potential to be developed into courtyard apartments alone in Olympia. Courtyard apartments can have up to 12 units.
The Board felt that density could more than double over allowed limits due to a number of provisions in the ordinance. Many parts of Olympia are on a combined stormwater-sewer system. Increasing density in these areas could overwhelm capacity of the LOTT processing plant on the waterfront. Parking was never analyzed. Olympia is not Seattle; many of our streets do not have sidewalks. In some areas, streets are very narrow and may only allow parking on one side. People walk in the streets because of the lack of sidewalks. When the streets get jammed up it becomes a safety issue because people are sharing the road with cars. Most of our bus service stops at around seven o’clock at night. The Missing Middle allows increased density throughout Olympia, even in areas that are not close to transportation.
Dan Bertolet
Thanks for pointing it out, Judy, and I made a correction to the article.
My take is that even with the problems identified by the GMHB, the city and region would still be better off with the missing middle rezone. I think putting roofs over people’s heads is more important than maintaining neighborhood character.
If we need to invest in better sewer infrastructure to accommodate urban infill housing and create compact, low-carbon communities, then we should do that. The alternative is sprawl where infrastructure costs even more, and far more damage gets done to the environment.
Dave Newsone
The comments about Olympia the obvious fact that under state law the Missing Middle ordinance is VERY illegal. Not only that the MM will NOT generate lower cost housing or increase affordability for low income folks, it will have the opposite effect. Replacement housing costs more and will have higher rents. The solution is low cost housing and some liberalized ADU rules. Not a blanket “put a duplex any place” rule
that is illegal. You should read the GMHB decision that clearly says WHY the MM is ILLEGAL.
Dan Bertolet
Thanks for the reply, Dave.
To me, the fact that Olympia’s missing middle ordinance ordinance is illegal underscores the flaws in GMA and SEPA and how they undermine their own intent. More on that here:
https://www.sightline.org/2017/11/07/washingtons-state-environmental-policy-act-has-become-a-bane-to-sustainable-urban-development/
That’s why HB 1923’s safe harbor from GMA/SEPA appeals was good and necessary policy.
Jim Lazar
Dan Bertolet totally mis-characterizes what happened in Olympia.
First, the City undertook a city-wide rezone without following it’s own ordinances which require notification of neighbors when a rezone is proposed within 300 feet of their home. They argued this was “not a rezone” because they didn’t actually change the zoning designation, but rather changed the definition of that zone, which they called a “text amendment” rather than a zoning change. Bullfeathers. They upzoned half of the City.
Then, the City issued a SEPA determination that did not in fact examine environmental impacts. Every Sightline supporter should want environmental impacts of development ordinances examined. One example: my comment was that they should examine areas with adequate road, water, sewer, and school capacity, and then upzone those areas — and reduce impact fees, because the road, water, sewer, and school impacts were lower. And do the opposite: identify areas where there are capacity deficiencies, and increase the impact fees in those areas. They ignored my recommendations, and upzoned areas where massive investments in new capacity would be needed, not paid for by growth, and thus shoved onto the rest of the public in the form of higher taxes or lower public services.
The appeal was not an “anti-housing” group. It was a group of good-government experts, including several former elected officials, who wanted the City to follow the law.
The Growth Management Hearings Board did not rule on a “technicality.” They ruled on some fundamentals of law. The failure to do environmental review was wrong. The failure to follow the City’s own rules was wrong. The attempt to apply HB 1923 retroactively was wrong. Every Sightline supporters should want the Growth Management Hearings Board to do its job as a tribunal, protecting the integrity of the Growth Management Act.
Olympia simply needs to start over and do it right. And they should NOT adopt the same ordinance. They should adopt a better one. An ordinance that concentrates growth where there is adequate road, sewer, water, and school capacity. And it should lower impact fees in those areas, because the impacts are lower.
My own comment to the City was that they should include my neighborhood in the upzone, because it has adequate water, sewer, and road capacity, and is in walking distance to elementary, middle, and high schools. They ignored my comment, and left my neighborhood out.
Dan Bertolet
Thanks for the response, Jim.
My characterization of the group as “anti-housing” was an assumption based on the fact that invalidating the rezone will result in less new housing. And also because appeals to stop housing upzones are the bread and butter of the attorney they hired.
I would love to hear about how the group’s alternative proposal would result in more housing than the city’s plan. Can you point me to any documents?
Why not pass the current ordinance and make improvements like you suggested to include your neighborhood at the next opportunity? Sounds like you’re making the perfect the enemy of the good.
RDPence
Thanks for the added details, Jim. It’s important to get the full picture before judging what an individual city does, especially before someone casts stones from afar.
Harry Branch
The Puget Sound Lowlands Ecoregion is unique, important to the health of Puget Sound and highly urbanized. If we want to save or improve what’s left to Puget Sound we need to do a better job of managing urban environments. Olympia’s Missing Middle and the State HB 1923 seek to minimize environmental controls. Addressing the climate emergency is more than a simple matter of increasing density and reducing our dependence on cars. Plankton, salt marsh, tide flats, trees – these things generate atmospheric oxygen and act as carbon sinks.
Dan Bertolet
Harry –
I agree that other factors matter, but putting more housing on less land helps preserve those other ecological benefits you mention.
Harry Branch
I believe it’s a little more complicated than that.
A Joy
Missing middle housing isn’t being built in Seattle because there’s no demand for it. The fact that ADUs and DADUs weren’t and aren’t being built is clear evidence of this. Both were permitted over a decade ago, and were supposed to bring thousands of units to Seattle. Instead they brought closer to dozens. There’s been no significant uptick in them even after this year’s loosening of their regulations.
Dan Bertolet
I think we need to give Seattle’s brand new ADU rules a little more time!
Jay Elder
Almost everyone agrees we need densification of urban and near-urban neighborhoods, and need to find renewable energy sources, especially for our houses and transportation. But much of Missing Middle housing and House Bill 1923 won’t solve our most desperate housing needs: affordable housing for low-income households. Most urban renewal in the US over the past 50 years has resulted in razing and replacing affordable housing, gentrifying neighborhoods, displacing original residents and actually reducing housing stock that was affordable to them. I will back up these assertions below.
“Capital City”, by Samuel Stein, came out last Spring. This book is an excellent study of patterns and examples in city planning departments, and their relationships with investors and developers, in New York and in other US urban areas. Stein documents racial, ethnic and religious red-lining, enforced by banks that would not lend money to those excluded. Large tax credits, private-public partnerships, outright public asset give-aways, and up-zoning are perpetual techniques that planning departments use to increase their overall tax base, which encourages the destruction of public or low-income housing. Keep in mind that, in many cities, more than half of local politicians’ campaign funds come from realtors, real estate investors, builders and labor unions.
In a residential neighborhood, owner-occupied houses are owners’ nest-eggs; often the only significant asset people have. They generate no income for the owner, except by appreciation. Rental properties DO generate income, which raises their value. The value of a house can increase, sometimes by 20% or more, just by virtue of its becoming a rental. Since 2005, and especially after 2008, international real estate investment groups have bought an average of 8% of owner-occupied homes per year, turning them into rentals, or tearing them down to build higher-profit multifamily buildings. These properties promptly increase in value. Nearby houses have the potential for the same treatment, which raises their values (and rents). Would-be owner-occupiers are pitted against large investment groups in bidding wars. Existing renters see their rents rise above their ability to pay. The point is, Missing Middle/HB1923 discourage home-ownership and drive rent increases by opening residential neighborhoods to investor speculation to create large rental properties. Isn’t this a good thing?
The problem is, most of this newly-allowed rental housing (tri- and four-plexes, large condo buildings) is expensive, with rents beyond the reach of those who need housing most: low-income households. The high-end housing always gets built first, and often the low-end units never get built.
For instance, the apartment building boom in downtown Seattle dramatically increased the supply of higher-end housing, which reduced rents for the upper-income people renting them. Lower-end rents actually increased during that time. In 2017, Seattle’s “Grand Bargain” created 8756 housing units but only 19 were low-income. In lieu of building low-income units, builders could pay into an affordable housing fund. Out of $5.2 billion spent building residential units, only $100 k went into the fund.
In Olympia, the cheapest houses require a mortgage payment of at least $1300 per month. Anyone who can’t afford this payment (42% of people in Olympia) must rent. Using HUD’s 30%-of-income definition for housing affordability, these renters can’t pay any more than $1050 per month in rent, and only 25% of existing apartments are in this range. So the “affordable housing” rents we most desperately need should be no more than $1050. Given that the HUD housing voucher budget has been cut to 60% of what it was in 2012, there are no new housing vouchers, and old ones are not being replaced. This is one cause of homelessness. This means our priority must be to build housing that has very-cheap rents, or create new publicly-subsidized housing.
My point? With the exception of courtyard apartments and SROs (rooming houses), Missing Middle/HB 1923 housing is much more expensive than housing we need most. In Olympia, before Missing Middle or HB1923, low-density (maximum 8 or 12 units/acre) neighborhoods already allowed ADUs, manufactured homes, tiny houses, cottages, and 4-unit condos. The first three listed can have rents below $1050, mainly because they can be built with small square footage.
With MM/HB1923, larger, more-profitable housing will be built, raising prices (gentrifying), displacing current residents, yet not creating affordable housing for those that really need it. These laws also create the potential to allow 30+ units/acre in these neighborhoods. Right or wrong, people continue to want to buy or rent single-family houses, which include such assets as a yard, light, privacy, or perhaps a view. Degrading the assets of existing near-downtown neighborhoods will guarantee more rings of single-family houses in rural areas. Yes, let’s densify these neighborhoods, but with smaller units, and limits on multiplex densities.
In summary, newly-allowed Missing Middle and HB1923 housing, which will be most attractive to absentee investors to build, will not create affordable housing for those who need it most, gives large rental investors and landlords an advantage over owner-occupiers, will cause gentrification and displacement in neighborhoods, and will destroy the assets of residential neighborhoods that are still in great demand. Some things never change.
Dan Bertolet
Jay –
It is true that most middle housing types aren’t affordable to low-income households when newly constructed. However, no one is claiming otherwise. We all agree that public subsidy is needed to provide homes for low-income people.
The point is that legalizing middle housing makes it possible to build homes that are less expensive that what single-family zones mandate.
On speculation, you seem to have the causality backwards. It can happen with or without upzones, because what drives up prices is unmet demand. If you ban everything but big houses then you make the unmet demand problem worse by limiting the number of homes, which in turn makes the purchase of single-family houses all the more attractive to speculators.
Owners do effectively get income from their homes in the form of imputed rent. Any house can be converted to a rental any time, so your claim that a houses value can increase “by 20% or more, just by virtue of its becoming a rental” makes no sense. Are you proposing that cities make it illegal to rent detached houses?
Lastly, your stats on Seattle appear to be way off, probably because you are mixing in development that happened before MHA (the “Grand Bargain”) was passed in March 2019.